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All law dealing with securities is on the federal level. True False
False. Securities are regulated at both the federal and state levels. At the federal level, they are regulated by the Securities Act of 1933 (the "Securities Act" 15 U.S. C. [ §77a et.seq.) and the Securities and Exchange Act of 1934 (the "Exchange Act" 15 U.S.C. §78a et seq.). At the state level they are regulated by state securities acts, which are known as "blue sky" laws. ]
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Asked 11/12/2011 7:05:02 PM
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Updated 234 days ago|1/25/2024 6:36:17 PM
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Updated 210 days ago|2/18/2024 12:33:17 AM
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[Deleted]
Added 210 days ago|2/18/2024 12:29:01 AM
Deleted by écdtian [2/18/2024 12:29:19 AM]
A foreign corporation is one that: Is incorporated in another state.
Added 210 days ago|2/18/2024 12:33:07 AM
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Added 210 days ago|2/18/2024 12:33:17 AM
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Updated 1/10/2023 11:32:39 AM
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A tool which lists all of the operating functions to be performed, their characteristics, and their timing is an Operations Blueprint.
Added 1/10/2023 11:32:34 AM
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